New Zealand Financial Markets Law and Practice
Designed for lawyers, accountants, financial institutions and investment advisers, New Zealand Financial Markets Law and Practice walks readers through the complex legislative framework, explaining relevant regulations and guidance, cases and the rationale for the new requirements.
New Zealand Financial Markets Law and Practice is written by experienced financial markets practitioners. To see more about the authors click here.
Topics
- Financial markets conduct offer disclosure
- Governance of financial products
- Market services (licensed fund managers, independent trustees, DIMS providers, crowd funding and peer-to-peer lending providers)
- NZX Listing (including NXT)
- Fair dealing
- Market misconduct
- Takeovers
- Financial advisers
- Financial service providers registration
- Broking services
- Anti-money laundering
- Regulators and enforcement
Legislation
- Financial Markets Conduct Act 2013
- Financial Markets Authority Act 2011
- Financial Reporting Act 2013
- Financial Reporting Act 1993
- Takeovers Act 1993 and Takeovers Code
- Financial Markets Supervisors Act 2011
- Financial Advisers Act 2008 (repealed effective 15 March 2021)
- Financial Advice Code
- Financial Service Providers (Registration and Dispute Resolution) Act 2011
- Auditors Regulation Act 2011
- Anti-Money Laundering and Countering Financing of Terrorism Act 2009
- Corporations (Investigation and Management) Act 1989
Also including all relevant regulations, notices and exemption notices.
CCH reported cases
The subscription includes all cases reported by CCH in New Zealand Company Law Cases. These cases include historical and current securities and financial markets law cases.